James G. Wolf - Oct 28, 2022 Form 3/A - Amendment Insider Report for ENZO BIOCHEM INC (ENZ)

Role: 10%+ Owner
Signature: James G. Wolf
Stock symbol: ENZ
Transactions as of: Oct 28, 2022
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 1/18/2023, 03:41 PM
Date Of Original Report: Jan 9, 2023
Next filing: Jan 19, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ENZ	Common Stock, $0.01 par value						3.54M	Oct 28, 2022	Direct	F1
holding	ENZ	Common Stock, $0.01 par value						116K	Oct 28, 2022	See Footnote	F2
holding	ENZ	Common Stock, $0.01 par value						22K	Oct 28, 2022	See Footnote	F3
holding	ENZ	Common Stock, $0.01 par value						105K	Oct 28, 2022	See Footnote	F4, F5
holding	ENZ	Common Stock, $0.01 par value						153K	Oct 28, 2022	See Footnote	F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ENZ	Long Call Option (right to buy)							Oct 28, 2022	Common Stock	275K	$2.50	Direct
holding	ENZ	Long Call Option (right to buy)							Oct 28, 2022	Common Stock	200K	$5.00	Direct
holding	ENZ	Long Call Option (right to buy)							Oct 28, 2022	Common Stock	75K	$2.50	Direct
holding	ENZ	Long Call Option (right to buy)							Oct 28, 2022	Common Stock	80.7K	$5.00	Direct
holding	ENZ	Long Call Option (right to buy)							Oct 28, 2022	Common Stock	75K	$7.50	Direct
holding	ENZ	Short Put Option (obligation to buy)							Oct 28, 2022	Common Stock	400K	$2.50	Direct
holding	ENZ	Short Put Option (obligation to buy)							Oct 28, 2022	Common Stock	34.5K	$5.00	Direct
holding	ENZ	Short Put Option (obligation to buy)							Oct 28, 2022	Common Stock	30K	$2.50	Direct
holding	ENZ	Short Put Option (obligation to buy)							Oct 28, 2022	Common Stock	23.9K	$2.50	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This amendment to Form 3 is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated the Reporting Person's direct holdings of common stock by 25,000 shares.
F2	These shares are held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person.
F3	These shares are held in a qualified retirement account in the name, and for the benefit, of the Reporting Person's spouse. The Reporting Person has dispositive and voting control over the retirement account. The Reporting Person disclaims beneficial ownership of the securities held by this retirement account, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4	This amendment to Form 3 is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated common stock held by the Reporting Person's sibling by 5,000 shares.
F5	These shares are held directly by the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or the Securities Exchange Act of 1934, as amended, or for any other purpose.
F6	This amendment is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated common stock held by the Reporting Person's adult children by 18,000 shares.
F7	These shares are held directly by one of the Reporting Person's adult children. The Reporting Person maintains a power of attorney granted by the Reporting Person's adult child with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his child. This report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F8	The original Form 3 inadvertently omitted certain short put options with an exercise price of $2.50 per share that expired on November 18, 2022. The Reporting Person filed an amendment to Form 3 on January 12, 2023 to correct the original Form 3 filed on January 9, 2023.