Michael Douglass Hill - 16 Dec 2021 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CFO &Treasurer
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. Hill)
Issuer symbol
UPLD
Transactions as of
16 Dec 2021
Net transactions value
-$129,142
Form type
4
Filing time
20 Dec 2021, 17:11:13 UTC
Previous filing
20 Sep 2021
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability $129,142 -7,131 -3.3% $18.11 209,828 16 Dec 2021 Direct F1
transaction UPLD Common Stock Gift $0 -108,867 -52% $0.000000 100,961 20 Dec 2021 Direct
transaction UPLD Common Stock Gift $0 +108,867 +314% $0.000000 143,556 20 Dec 2021 Held by MDH Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2 Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.