Michael Douglass Hill - Dec 16, 2021 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CFO &Treasurer
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. Hill)
Stock symbol
UPLD
Transactions as of
Dec 16, 2021
Transactions value $
-$129,142
Form type
4
Date filed
12/20/2021, 05:11 PM
Previous filing
Sep 20, 2021
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability -$129K -7.13K -3.29% $18.11 210K Dec 16, 2021 Direct F1
transaction UPLD Common Stock Gift $0 -109K -51.88% $0.00 101K Dec 20, 2021 Direct
transaction UPLD Common Stock Gift $0 +109K +313.84% $0.00 144K Dec 20, 2021 Held by MDH Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2 Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.