| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPLD | Common Stock | Gift | $0 | -34.7K | -13.4% | $0.00 | 224K | Sep 16, 2021 | Direct | |
| transaction | UPLD | Common Stock | Sale | -$260K | -7.11K | -3.17% | $36.62 | 217K | Sep 17, 2021 | Direct | F1, F2 |
| transaction | UPLD | Common Stock | Sale | -$3.12K | -87 | -0.04% | $35.87 | 217K | Sep 20, 2021 | Direct | F1 |
| transaction | UPLD | Common Stock | Gift | $0 | +34.7K | $0.00 | 34.7K | Sep 16, 2021 | Held by MDH Trust | F3 |
| Id | Content |
|---|---|
| F1 | Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust. |