Key facts
- This page summarizes James Lougheed's Form 4 filing for MAXLINEAR INC (MXL).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 24 Aug 2021, 17:47.
James Lougheed - 20 Aug 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)
- Reporting relationship
- Vice President, Marketing, High Performance Analog
- Issuer ticker
- MXL
- Reported as of
- 20 Aug 2021
- Net transaction value
- -$169,385
- SEC form
- 4
- Accepted by SEC
- 24 Aug 2021, 17:47:53 UTC
- Prior SEC filing
- 08 Jun 2021
- Next SEC filing
- 23 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Connie Kwong, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Lougheed filed Form 4 for MAXLINEAR INC (MXL) on 24 Aug 2021.
Change
- Previous filing in this sequence was filed on 08 Jun 2021.
- Current net transaction value: -$169,385.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,424
- Change %
- +3.8%
- Price
- $0.000000
- Shares after
- 92,947
- Date
- 20 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
MXL
transaction
Common Stock
Tax liability
- Transaction value
- $169,385
- Shares
- -3,424
- Change %
- -3.7%
- Price
- $49.47
- Shares after
- 89,523
- Date
- 20 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MXL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,590
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 5,226
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,590
- Exercise price
- Footnotes
- F1, F2
MXL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -834
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 5,052
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 834
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
Footnote F2
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021.
Footnote F3
Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.
SEC remarks
Vice President, Marketing, High Performance Analog