Key facts
- This page summarizes James Lougheed's Form 4 filing for MAXLINEAR INC (MXL).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 08 Jun 2021, 16:16.
James Lougheed - 07 Jun 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)
- Reporting relationship
- Vice President, Marketing, High Performance Analog
- Issuer ticker
- MXL
- Reported as of
- 07 Jun 2021
- Net transaction value
- -$473,110
- SEC form
- 4
- Accepted by SEC
- 08 Jun 2021, 16:16:56 UTC
- Prior SEC filing
- 26 May 2021
- Next SEC filing
- 24 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Connie Kwong, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Lougheed filed Form 4 for MAXLINEAR INC (MXL) on 08 Jun 2021.
Change
- Previous filing in this sequence was filed on 26 May 2021.
- Current net transaction value: -$473,110.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $267,055
- Shares
- +19,622
- Change %
- +23%
- Price
- $13.61
- Shares after
- 105,662
- Date
- 07 Jun 2021
- Ownership
- Direct
MXL
transaction
Common Stock
Sale
- Transaction value
- $740,165
- Shares
- -19,622
- Change %
- -19%
- Price
- $37.72
- Shares after
- 86,040
- Date
- 07 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MXL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -15,836
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,836
- Exercise price
- $13.61
- Footnotes
- F2
MXL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,786
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,786
- Exercise price
- $13.61
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the weighted average share price of an aggregate total of 19,622 shares sold in the price range of $37.615 to $37.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on June 2, 2017 (the "Vesting Commencement Date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
Footnote F3
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one fifth (1/5th) of the shares subject to the option shall vest and become exercisable on January 2, 2020 (the "Vesting Commencement Date), and one fifth (1/5th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
SEC remarks
Vice President, Marketing, High Performance Analog