Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MXL | Common Stock | Options Exercise | $0 | +10.6K | +5.58% | $0.00 | 201K | May 20, 2021 | Direct | F1 |
transaction | MXL | Common Stock | Tax liability | -$380K | -10.6K | -5.28% | $35.80 | 191K | May 20, 2021 | Direct | |
holding | MXL | Common Stock | 551K | May 20, 2021 | See footnote | F2 | |||||
holding | MXL | Common Stock | 411K | May 20, 2021 | See footnote | F3 | |||||
holding | MXL | Common Stock | 411K | May 20, 2021 | See footnote | F4 | |||||
holding | MXL | Common Stock | 345K | May 20, 2021 | See footnote | F5 | |||||
holding | MXL | Common Stock | 345K | May 20, 2021 | See footnote | F6 | |||||
holding | MXL | Common Stock | 395K | May 20, 2021 | See footnote | F7 | |||||
holding | MXL | Common Stock | 395K | May 20, 2021 | See footnoe | F8 | |||||
holding | MXL | Common Stock | 397K | May 20, 2021 | See footnote | F9 | |||||
holding | MXL | Common Stock | 397K | May 20, 2021 | See footnote | F10 | |||||
holding | MXL | Common Stock | 18.9K | May 20, 2021 | See footnote | F11 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MXL | Restricted Stock Units | Options Exercise | $0 | -10.6K | -14.18% | $0.00 | 64.3K | May 20, 2021 | Common Stock | 10.6K | Direct | F1, F12 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
F2 | Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
F3 | Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F4 | Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F5 | Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F6 | Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F7 | Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F8 | Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee. |
F9 | Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F10 | Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
F11 | Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee. |
F12 | Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award will vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award will vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. |