KISHORE SEENDRIPU - 11 May 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol
MXL
Transactions as of
11 May 2021
Net transactions value
-$881,487
Form type
4
Filing time
13 May 2021, 18:38:58 UTC
Next filing
02 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Sale $117,710 -3,557 -0.62% $33.09 574,597 11 May 2021 See footnote F1, F2, F3
transaction MXL Common Stock Sale $180,979 -5,351 -0.93% $33.82 569,246 11 May 2021 See footnote F1, F3, F4
transaction MXL Common Stock Sale $218,935 -6,754 -1.2% $32.42 562,492 12 May 2021 See footnote F1, F3, F5
transaction MXL Common Stock Sale $49,410 -1,500 -0.27% $32.94 560,992 12 May 2021 See footnote F1, F3, F6
transaction MXL Common Stock Sale $214,167 -6,562 -1.2% $32.64 554,430 13 May 2021 See footnote F1, F3, F7
transaction MXL Common Stock Sale $100,286 -3,000 -0.54% $33.43 551,430 13 May 2021 See footnote F1, F3, F8
holding MXL Common Stock 179,704 11 May 2021 Direct
holding MXL Common Stock 410,731 11 May 2021 See footnote F9
holding MXL Common Stock 410,731 11 May 2021 See footnote F10
holding MXL Common Stock 344,997 11 May 2021 See footnote F11
holding MXL Common Stock 344,997 11 May 2021 See footnote F12
holding MXL Common Stock 394,891 11 May 2021 See footnote F13
holding MXL Common Stock 394,891 11 May 2021 See footnoe F14
holding MXL Common Stock 396,526 11 May 2021 See footnote F15
holding MXL Common Stock 396,526 11 May 2021 See footnote F16
holding MXL Common Stock 18,920 11 May 2021 See footnote F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2 Represents the weighted average share price of an aggregate total of 3,557 shares sold in the price range of $32.55 to $33.55 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4 Represents the weighted average share price of an aggregate total of 5,351 shares sold in the price range of $33.56 to $34.06 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average share price of an aggregate total of 6,754 shares sold in the price range of $31.805 to $32.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Represents the weighted average share price of an aggregate total of 1,500 shares sold in the price range of $32.81 to $33.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7 Represents the weighted average share price of an aggregate total of 6,562 shares sold in the price range of $32.08 to $33.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8 Represents the weighted average share price of an aggregate total of 3,000 shares sold in the price range of $33.11 to $33.845 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9 Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F10 Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F11 Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F12 Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F13 Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F14 Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F15 Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F16 Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F17 Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.