Kishore Seendripu - May 11, 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Stock symbol
MXL
Transactions as of
May 11, 2021
Transactions value $
-$881,487
Form type
4
Date filed
5/13/2021, 06:38 PM
Next filing
Jun 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Sale -$118K -3.56K -0.62% $33.09 575K May 11, 2021 See footnote F1, F2, F3
transaction MXL Common Stock Sale -$181K -5.35K -0.93% $33.82 569K May 11, 2021 See footnote F1, F3, F4
transaction MXL Common Stock Sale -$219K -6.75K -1.19% $32.42 562K May 12, 2021 See footnote F1, F3, F5
transaction MXL Common Stock Sale -$49.4K -1.5K -0.27% $32.94 561K May 12, 2021 See footnote F1, F3, F6
transaction MXL Common Stock Sale -$214K -6.56K -1.17% $32.64 554K May 13, 2021 See footnote F1, F3, F7
transaction MXL Common Stock Sale -$100K -3K -0.54% $33.43 551K May 13, 2021 See footnote F1, F3, F8
holding MXL Common Stock 180K May 11, 2021 Direct
holding MXL Common Stock 411K May 11, 2021 See footnote F9
holding MXL Common Stock 411K May 11, 2021 See footnote F10
holding MXL Common Stock 345K May 11, 2021 See footnote F11
holding MXL Common Stock 345K May 11, 2021 See footnote F12
holding MXL Common Stock 395K May 11, 2021 See footnote F13
holding MXL Common Stock 395K May 11, 2021 See footnoe F14
holding MXL Common Stock 397K May 11, 2021 See footnote F15
holding MXL Common Stock 397K May 11, 2021 See footnote F16
holding MXL Common Stock 18.9K May 11, 2021 See footnote F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2 Represents the weighted average share price of an aggregate total of 3,557 shares sold in the price range of $32.55 to $33.55 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4 Represents the weighted average share price of an aggregate total of 5,351 shares sold in the price range of $33.56 to $34.06 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average share price of an aggregate total of 6,754 shares sold in the price range of $31.805 to $32.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Represents the weighted average share price of an aggregate total of 1,500 shares sold in the price range of $32.81 to $33.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7 Represents the weighted average share price of an aggregate total of 6,562 shares sold in the price range of $32.08 to $33.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8 Represents the weighted average share price of an aggregate total of 3,000 shares sold in the price range of $33.11 to $33.845 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9 Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F10 Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F11 Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F12 Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F13 Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F14 Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F15 Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F16 Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F17 Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.