Mark Lasky - May 8, 2023 Form 4 Insider Report for GREENHILL & CO INC (GHL)

Signature
/s/ Mark R. Lasky
Stock symbol
GHL
Transactions as of
May 8, 2023
Transactions value $
$12,827
Form type
4
Date filed
6/5/2023, 04:17 PM
Previous filing
Mar 16, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Options Exercise $8.82K +1.27K +33.47% $6.96 5.05K May 8, 2023 Direct
transaction GHL Common Stock Tax liability -$3.56K -511 -10.11% $6.96 4.54K May 8, 2023 Direct
transaction GHL Common Stock Options Exercise $5.94K +853 +18.78% $6.96 5.39K May 8, 2023 Direct
transaction GHL Common Stock Tax liability -$2.39K -344 -6.38% $6.96 5.05K May 8, 2023 Direct
transaction GHL Common Stock Options Exercise $6.74K +969 +19.19% $6.96 6.02K May 8, 2023 Direct
transaction GHL Common Stock Tax liability -$2.72K -391 -6.5% $6.96 5.63K May 8, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHL Restricted Stock Units Options Exercise -1.27K -50% 1.27K May 8, 2023 Common Stock 1.27K Direct F1
transaction GHL Restricted Stock Units Options Exercise -853 -33.32% 1.71K May 8, 2023 Common Stock 853 Direct F2
transaction GHL Restricted Stock Units Options Exercise -969 -24.99% 2.91K May 8, 2023 Common Stock 969 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award was granted on June 30, 2020 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the third vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F2 This restricted stock unit award was granted on March 31, 2021 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the second vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F3 This restricted stock unit award was granted on March 31, 2022 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the first vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.