Mark R. Lasky - 08 May 2023 Form 4 Insider Report for GREENHILL & CO INC

Reporting relationship: Chief Financial Officer
Issuer ticker: N/A
Reported as of: 08 May 2023
Net transaction value: +$12,827
SEC form: 4
Accepted by SEC: 05 Jun 2023, 16:17:36 UTC
Prior SEC filing: 16 Mar 2023
Next SEC filing: 01 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Mark R. Lasky

Key filing fact

Mark R. Lasky filed Form 4 for GREENHILL & CO INC on 05 Jun 2023.

Key facts

This page summarizes Mark R. Lasky's Form 4 filing for GREENHILL & CO INC.
9 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 05 Jun 2023, 16:17.

Change

Previous filing in this sequence was filed on 16 Mar 2023.
Current net transaction value: +$12,827.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHL transaction

Common Stock

Options Exercise

Transaction value: $8,818
Shares: +1,267
Change %: +33%
Price: $6.96
Shares after: 5,052
Date: 08 May 2023
Ownership: Direct

GHL transaction

Common Stock

Tax liability

Transaction value: $3,557
Shares: -511
Change %: -10%
Price: $6.96
Shares after: 4,541
Date: 08 May 2023
Ownership: Direct

GHL transaction

Common Stock

Options Exercise

Transaction value: $5,937
Shares: +853
Change %: +19%
Price: $6.96
Shares after: 5,394
Date: 08 May 2023
Ownership: Direct

GHL transaction

Common Stock

Tax liability

Transaction value: $2,394
Shares: -344
Change %: -6.4%
Price: $6.96
Shares after: 5,050
Date: 08 May 2023
Ownership: Direct

GHL transaction

Common Stock

Options Exercise

Transaction value: $6,744
Shares: +969
Change %: +19%
Price: $6.96
Shares after: 6,019
Date: 08 May 2023
Ownership: Direct

GHL transaction

Common Stock

Tax liability

Transaction value: $2,721
Shares: -391
Change %: -6.5%
Price: $6.96
Shares after: 5,628
Date: 08 May 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GHL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -1,267
Change %: -50%
Price
Shares after: 1,267
Date: 08 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,267
Exercise price
Footnotes: F1

GHL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -853
Change %: -33%
Price
Shares after: 1,707
Date: 08 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 853
Exercise price
Footnotes: F2

GHL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -969
Change %: -25%
Price
Shares after: 2,909
Date: 08 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 969
Exercise price
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This restricted stock unit award was granted on June 30, 2020 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the third vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Footnote F2

This restricted stock unit award was granted on March 31, 2021 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the second vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Footnote F3

This restricted stock unit award was granted on March 31, 2022 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On May 8, 2023, the first vesting of this award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.