Scott L. Bok - Mar 16, 2023 Form 4 Insider Report for GREENHILL & CO INC (GHL)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Gitanjali Faleiro, Attorney-in-Fact for Scott L. Bok
Stock symbol
GHL
Transactions as of
Mar 16, 2023
Transactions value $
$0
Form type
4
Date filed
3/20/2023, 04:52 PM
Previous filing
Mar 1, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Gift $0 -37.8K -28.48% $0.00 94.9K Mar 16, 2023 By grantor retained annuity trust F1
transaction GHL Common Stock Gift $0 -37.8K -39.82% $0.00 57.1K Mar 16, 2023 By grantor retained annuity trust F1
transaction GHL Common Stock Other $0 -57.1K -100% $0.00* 0 Mar 16, 2023 By grantor retained annuity trust F1
holding GHL Common Stock 57.1K Mar 16, 2023 Direct
holding GHL Common Stock 1.68M Mar 16, 2023 See Footnote F2
holding GHL Common Stock 289K Mar 16, 2023 See Footnote F3
holding GHL Common Stock 580K Mar 16, 2023 By grantor retained annuity trust F4
holding GHL Common Stock 75.3K Mar 16, 2023 By grantor retained annuity trust F5
holding GHL Common Stock 195K Mar 16, 2023 By grantor retained annuity trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2023, the grantor retained annuity trust fully matured. 132,639 shares reverted to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust, and 37,776 shares were each transferred to gift trusts for each of his two children.
F2 These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F4 On November 14, 2022, Mr. Bok contributed 580,023 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
F5 On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 14, 2022, 63,025 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2021 Grantor Annuity Trust.
F6 On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust. On November 14, 2022, 129,601 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust.