Kevin M. Costantino - 06 Feb 2023 Form 4 Insider Report for GREENHILL & CO INC

Role
President
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Kevin M. Costantino
Issuer symbol
N/A
Transactions as of
06 Feb 2023
Net transactions value
-$1,109,884
Form type
4
Filing time
09 Feb 2023, 06:17:05 UTC
Previous filing
09 Nov 2022
Next filing
01 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Options Exercise $234,868 +16,958 +16% $13.85 123,863 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $135,425 -9,778 -7.9% $13.85 114,085 06 Feb 2023 Direct
transaction GHL Common Stock Options Exercise $1,328,478 +95,919 +84% $13.85 210,004 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $734,659 -53,044 -25% $13.85 156,960 06 Feb 2023 Direct
transaction GHL Common Stock Options Exercise $276,418 +19,958 +13% $13.85 176,918 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $152,862 -11,037 -6.2% $13.85 165,881 06 Feb 2023 Direct
transaction GHL Common Stock Options Exercise $157,198 +11,350 +6.8% $13.85 177,231 06 Feb 2023 Direct
transaction GHL Common Stock Tax liability $86,936 -6,277 -3.5% $13.85 170,954 06 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHL Restricted Stock Units Options Exercise $234,868 -16,958 -100% $13.85 0 06 Feb 2023 Common Stock 16,958 Direct F1
transaction GHL Restricted Stock Units Options Exercise $1,328,478 -95,919 -50% $13.85 95,920 06 Feb 2023 Common Stock 95,919 Direct F2
transaction GHL Restricted Stock Units Options Exercise $276,418 -19,958 -33% $13.85 39,916 06 Feb 2023 Common Stock 19,958 Direct F3
transaction GHL Restricted Stock Units Options Exercise $157,198 -11,350 -25% $13.85 34,050 06 Feb 2023 Common Stock 11,350 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award was granted on February 5, 2019 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F2 This restricted stock unit award was granted on March 12, 2020 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date.Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F3 This restricted stock unit award was granted on February 3, 2021 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F4 This restricted stock unit award was granted on February 1, 2022 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on January 1 of each of the first, second, third and fourth calendar years following the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2023, the first vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.