Harold J. Rodriguez Jr. - 07 Nov 2022 Form 4 Insider Report for GREENHILL & CO INC

Role: Chief Financial Officer
Signature: /s/ Gitanjali Pinto Faleiro, Attorney-in-Fact for Harold J. Rodriguez, Jr.
Issuer symbol: N/A
Transactions as of: 07 Nov 2022
Net transactions value: +$481,653
Form type: 4
Filing time: 09 Nov 2022, 15:59:00 UTC
Previous filing: 03 Feb 2022
Next filing: 23 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	GHL	Common Stock	Options Exercise	$698,607	+69,444	+43%	$10.06	231,478	07 Nov 2022	Direct
transaction	GHL	Common Stock	Tax liability	$340,018	-33,799	-15%	$10.06	197,679	07 Nov 2022	Direct
transaction	GHL	Common Stock	Options Exercise	$238,925	+23,750	+12%	$10.06	221,429	07 Nov 2022	Direct
transaction	GHL	Common Stock	Tax liability	$115,861	-11,517	-5.2%	$10.06	209,912	07 Nov 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHL	Restricted Stock Units	Options Exercise	$0	-23,750	-100%	$0.000000^*	0	07 Nov 2022	Common Stock	23,750		Direct	F1
transaction	GHL	Restricted Stock Units	Options Exercise	$0	-69,444	-100%	$0.000000^*	0	07 Nov 2022	Common Stock	69,444		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This restricted stock unit award was granted on February 6, 2018 under the Greenhill &co., Inc. Equity Incentive Plan. The units comprising the award vest in full on September 30, 2022 and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
F2	This restricted stock unit award was granted on September 25, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on the fifth anniversary of date of grant and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Content

This restricted stock unit award was granted on February 6, 2018 under the Greenhill &co., Inc. Equity Incentive Plan. The units comprising the award vest in full on September 30, 2022 and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

This restricted stock unit award was granted on September 25, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on the fifth anniversary of date of grant and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.