Susan B. Washer - Nov 1, 2021 Form 4 Insider Report for APPLIED GENETIC TECHNOLOGIES CORP (AGTC)

Role
President and CEO, Director
Signature
/s/ Stacie Aarestad, Attorney-in-fact
Stock symbol
AGTC
Transactions as of
Nov 1, 2021
Transactions value $
$13,570
Form type
4
Date filed
11/3/2021, 07:19 PM
Previous filing
Jul 29, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGTC Common Stock Options Exercise $13.6K +3.88K +13.65% $3.50 32.3K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGTC Stock Option (right to buy) Options Exercise $0 -3.88K -100% $0.00* 0 Nov 1, 2021 Common Stock 3.88K $3.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is fully-vested and was exercisable for shares of common stock at any time until the expiration of the option at the holder's election.