Susan B. Washer - 18 Feb 2022 Form 4 Insider Report for APPLIED GENETIC TECHNOLOGIES CORP

Signature
/s/ Stacie Aarestad, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
18 Feb 2022
Net transactions value
+$20,549
Form type
4
Filing time
22 Feb 2022, 20:34:29 UTC
Previous filing
03 Nov 2021
Next filing
24 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGTC Common Stock Options Exercise $42,240 +120,686 +374% $0.3500 152,971 18 Feb 2022 Direct
transaction AGTC Common Stock Sale $21,691 -9,950 -6.5% $2.18 143,021 18 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGTC Stock Option (right to buy) Options Exercise $0 -120,686 -100% $0.000000* 0 18 Feb 2022 Common Stock 120,686 $0.3500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.22, inclusive.
F2 Option is fully-vested and was exercisable for shares of common stock at any time until the expiration of the option at the holder's election.

Remarks:

The reporting person undertakes to provide to Applied Genetic Technologies Corporation, any security holder of Applied Genetic Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above.