Daniel Asher - May 17, 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
10%+ Owner
Signature
Daniel Asher
Stock symbol
RILY
Transactions as of
May 17, 2022
Transactions value $
$281,130
Form type
4
Date filed
5/18/2022, 05:06 PM
Previous filing
May 17, 2022
Next filing
May 19, 2022

Transactions Table

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
F2 AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
F3 Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.