Daniel Asher - 16 May 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
10%+ Owner
Signature
Daniel Asher
Issuer symbol
RILY
Transactions as of
16 May 2022
Net transactions value
+$259,701
Form type
4
Filing time
17 May 2022, 16:43:00 UTC
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $259,701 +5,290 +0.4% $49.09 1,323,893 16 May 2022 thru Equitec Proprietary Markers, LLC F1
holding RILY Common Stock 730,800 16 May 2022 Thru AFOB FIP RILY, LLC F2
holding RILY Common Stock 825,000 16 May 2022 thru DJ Fund Investments, LLC - Series E F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC.
F2 AFO Blackberry, LLC is the managing member of AFOB FIP RILY LLC and Daniel Asher is deemed to control AFO Blackberry, LLC.
F3 Dainel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ fund, pursuant to an informal, unwritten agreement.