Jeannette Bankes - May 6, 2022 Form 4 Insider Report for Apollo Endosurgery, Inc. (APEN)

Role
Director
Signature
/s/ Brian Szymczak - Attorney-in-Fact
Stock symbol
APEN
Transactions as of
May 6, 2022
Transactions value $
$0
Form type
4
Date filed
6/16/2022, 09:19 PM
Previous filing
Jun 16, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APEN Common Stock Award $0 +3.42K $0.00 3.42K May 6, 2022 Direct F1
transaction APEN Common Stock Award $0 +14.2K +416.27% $0.00 17.6K Jun 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APEN Stock Option (Right to Buy) Award $0 +9.53K $0.00 9.53K May 6, 2022 Common Stock 9.53K $5.30 Direct
transaction APEN Stock Option (Right to Buy) Award $0 +19.3K $0.00 19.3K Jun 14, 2022 Common Stock 19.3K $3.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units ("RSUs"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock. The RSUs vest on April 1, 2023.
F2 Represents the grant of RSUs. Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the one year anniversary of the grant date.