Jeannette Bankes - 06 May 2022 Form 4 Insider Report for Apollo Endosurgery, Inc.

Role
Director
Signature
/s/ Brian Szymczak - Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
06 May 2022
Net transactions value
$0
Form type
4
Filing time
16 Jun 2022, 21:19:26 UTC
Previous filing
16 Jun 2022
Next filing
04 Apr 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APEN Common Stock Award $0 +3,417 $0.000000 3,417 06 May 2022 Direct F1
transaction APEN Common Stock Award $0 +14,224 +416% $0.000000 17,641 14 Jun 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APEN Stock Option (Right to Buy) Award $0 +9,533 $0.000000 9,533 06 May 2022 Common Stock 9,533 $5.30 Direct
transaction APEN Stock Option (Right to Buy) Award $0 +19,333 $0.000000 19,333 14 Jun 2022 Common Stock 19,333 $3.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units ("RSUs"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock. The RSUs vest on April 1, 2023.
F2 Represents the grant of RSUs. Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the one year anniversary of the grant date.