JOHN R. BARR - 14 Jun 2022 Form 4 Insider Report for Apollo Endosurgery, Inc. (APEN)

Role
Director
Signature
/s/ Brian Szymczak - Attorney-in-Fact
Issuer symbol
APEN
Transactions as of
14 Jun 2022
Net transactions value
$0
Form type
4
Filing time
16 Jun 2022, 21:17:16 UTC
Previous filing
21 Jun 2021
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APEN Common Stock Award $0 +14,224 +48% $0.000000 44,082 14 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APEN Stock Option (Right to Buy) Award $0 +19,333 $0.000000 19,333 14 Jun 2022 Common Stock 19,333 $3.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units ("RSUs"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the one year anniversary of the grant date.