Rick D. Anderson - Jun 17, 2021 Form 4 Insider Report for Apollo Endosurgery, Inc. (APEN)

Role
Director, 10%+ Owner
Signature
/s/ Brian Szymczak - Attorney-in-Fact
Stock symbol
APEN
Transactions as of
Jun 17, 2021
Transactions value $
$46,701
Form type
4
Date filed
6/21/2021, 10:52 AM
Next filing
Jun 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APEN Common Stock Award $0 +3.89K +7.83% $0.00 53.6K Jun 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APEN Non-Qualified Stock Option (right to buy) Award $46.7K +5.27K $8.86 5.27K Jun 17, 2021 Common Stock 5.27K $8.86 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested at one year anniversary of grant date.