Thomas Rowe Wright - Nov 15, 2021 Form 4 Insider Report for JMP GROUP LLC (JMP)

Role
Director of Equities
Signature
Zac Rosenberg on behalf of Thomas R. Wright
Stock symbol
JMP
Transactions as of
Nov 15, 2021
Transactions value $
-$3,217,935
Form type
4
Date filed
11/17/2021, 01:56 PM
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Disposed to Issuer -$3.22M -429K -100% $7.50 0 Nov 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JMP Restricted Share Unit Disposed to Issuer $0 -5.86K -100% $0.00* 0 Nov 15, 2021 Common Shares 5.86K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Thomas Rowe Wright is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
F2 Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 916 restricted stock units of Citizens representing the right to receive 916 shares of common stock of Citizens, par value $0.01 per share.