Carter D. Mack - 15 Nov 2021 Form 4 Insider Report for JMP GROUP LLC

Role
President, Director
Signature
Zac Rosenberg on behalf of Carter D. Mack
Issuer symbol
N/A
Transactions as of
15 Nov 2021
Net transactions value
-$10,264,732
Form type
4
Filing time
17 Nov 2021, 13:35:18 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Disposed to Issuer $2,279,408 -303,921 -100% $7.50 0 15 Nov 2021 Direct F1
transaction JMP Common Shares Disposed to Issuer $7,985,325 -1,064,710 -100% $7.50 0 15 Nov 2021 By Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Carter D. Mack is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
F2 Held by the Mack Trust dated February 14, 2002.