Glenn H. Tongue - Oct 1, 2021 Form 4 Insider Report for JMP GROUP LLC (JMP)

Role
Director
Signature
Zac Rosenberg on behalf of Glenn H. Tongue
Stock symbol
JMP
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
11/17/2021, 05:00 AM
Previous filing
Sep 10, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Options Exercise $0 +3.27K +1.49% $0.00 223K Oct 1, 2021 Direct F1
holding JMP Common Shares 34.9K Oct 1, 2021 By Deerhaven Fund, LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JMP Restricted Share Unit Options Exercise $0 -3.27K -49.99% $0.00 3.27K Oct 1, 2021 Common Shares 3.27K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2 Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.