Glenn H. Tongue - 01 Oct 2021 Form 4 Insider Report for JMP GROUP LLC

Role: Director
Signature: Zac Rosenberg on behalf of Glenn H. Tongue
Issuer symbol: N/A
Transactions as of: 01 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 17 Nov 2021, 05:00:11 UTC
Previous filing: 10 Sep 2021
Next filing: 17 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JMP	Common Shares	Options Exercise	$0	+3,273	+1.5%	$0.000000	223,471	01 Oct 2021	Direct	F1
holding	JMP	Common Shares						34,886	01 Oct 2021	By Deerhaven Fund, LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JMP	Restricted Share Unit	Options Exercise	$0	-3,273	-50%	$0.000000	3,274	01 Oct 2021	Common Shares	3,273	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2	Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.