Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALK | COMMON STOCK | Award | $5.07K | +113 | +1.31% | $44.88 | 8.77K | Oct 31, 2021 | Direct | F2 |
transaction | ALK | COMMON STOCK | Options Exercise | $0 | +3.29K | +37.47% | $0.00 | 12.1K | Nov 5, 2021 | Direct | |
transaction | ALK | COMMON STOCK | Tax liability | -$76.8K | -1.29K | -10.73% | $59.35 | 10.8K | Nov 5, 2021 | Direct | F3, F4 |
holding | ALK | COMMON STOCK 401(K) | 2.81K | Oct 31, 2021 | ESOP TRUST | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALK | RESTRICTED STOCK UNITS | Options Exercise | $0 | -3.29K | -33.33% | $0.00 | 6.57K | Nov 5, 2021 | COMMON STOCK | 3.29K | $0.00 | Direct | F5 |
Id | Content |
---|---|
F1 | COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2020. |
F2 | SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c). |
F3 | SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021. |
F4 | PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
F5 | RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |