Shane R. Tackett - 30 Apr 2021 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Role
EVP FINANCE/CFO
Signature
/S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR SHANE R. TACKETT
Issuer symbol
ALK
Transactions as of
30 Apr 2021
Net transactions value
-$16,251
Form type
4
Filing time
13 Sep 2021, 20:14:13 UTC
Next filing
08 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALK COMMON STOCK Award $4,895 +152 +1.9% $32.21 8,014 30 Apr 2021 Direct F2
transaction ALK COMMON STOCK Options Exercise $0 +1,020 +13% $0.000000 9,034 10 Sep 2021 Direct
transaction ALK COMMON STOCK Tax liability $21,146 -377 -4.2% $56.09 8,657 10 Sep 2021 Direct F3, F4
holding ALK COMMON STOCK 401(K) 2,807 30 Apr 2021 ESOP TRUST F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Options Exercise $0 -1,020 -100% $0.000000* 0 10 Sep 2021 COMMON STOCK 1,020 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2020.
F2 SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
F3 SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 9/10/2021.
F4 PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.