Staci Slaughter - 01 Oct 2021 Form 4 Insider Report for JMP GROUP LLC

Role
Director
Signature
Zac Rosenberg on behalf of Staci Slaughter
Issuer symbol
N/A
Transactions as of
01 Oct 2021
Net transactions value
$0
Form type
4
Filing time
01 Oct 2021, 17:28:20 UTC
Previous filing
06 Jul 2021
Next filing
17 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Options Exercise $0 +2,045 +28% $0.000000 9,257 01 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JMP Restricted Share Unit Options Exercise $0 -2,045 -50% $0.000000 2,048 01 Oct 2021 Common Shares 2,045 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2 Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.