Kenneth M. Karmin - Oct 1, 2021 Form 4 Insider Report for JMP GROUP LLC (JMP)

Role
Director
Signature
Zac Rosenberg on behalf of Kenneth M. Karmin
Stock symbol
JMP
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 05:21 PM
Previous filing
Jul 6, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Common Shares Options Exercise $0 +3.68K +1.45% $0.00 258K Oct 1, 2021 By Trust F1, F2
holding JMP Common Shares 2K Oct 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JMP Restricted Share Unit Options Exercise $0 -3.68K -49.99% $0.00 3.68K Oct 1, 2021 Common Shares 3.68K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2 Reflects common shares held by the Beth and Ken Karmin Family Trust dated November 5, 2009, of which Mr. Karmin is the trustee.
F3 Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.