Glenn H. Tongue - Jul 1, 2021 Form 4 Insider Report for JMP GROUP LLC (JMP)

Role: Director
Signature: Zac Rosenberg on behalf of Glenn H. Tongue
Stock symbol: JMP
Transactions as of: Jul 1, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/6/2021, 05:42 PM
Next filing: Sep 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JMP	Common Shares	Options Exercise	$0	+3.27K	+1.44%	$0.00	230K	Jul 1, 2021	Direct	F1
holding	JMP	Common Shares						34.9K	Jul 1, 2021	By Deerhaven Fund, LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JMP	Restricted Share Unit	Options Exercise	$0	-3.27K	-33.33%	$0.00	6.55K	Jul 1, 2021	Common Shares	3.27K	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 25, 2021.
F2	Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.