James M. Conniff - 10 May 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
Special Advisor
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of James M. Conniff
Issuer symbol
GATX
Transactions as of
10 May 2021
Net transactions value
-$360,586
Form type
4
Filing time
12 May 2021, 13:42:08 UTC
Previous filing
11 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $137,042 +1,916 $71.52 1,916 10 May 2021 Direct
transaction GATX Common Stock Options Exercise $585,774 +8,400 +438% $69.74 10,316 10 May 2021 Direct
transaction GATX Common Stock Sale $1,083,402 -10,316 -100% $105.02 0 10 May 2021 Direct F1
holding GATX Common Stock 401(k) 518 10 May 2021 401(k) shares

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2018 NQ Stock Option (Right to Buy) Options Exercise $0 -8,400 -100% $0.000000* 0 10 May 2021 Common Stock 8,400 $69.74 Direct
transaction GATX 2019 NQ Stock Option (Right to Buy) Options Exercise $0 -1,916 -21% $0.000000 7,084 10 May 2021 Common Stock 1,916 $71.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.