James Calvin O'Rourke - 12 Aug 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
Issuer symbol
MOS
Transactions as of
12 Aug 2022
Net transactions value
$0
Form type
4
Filing time
13 Sep 2022, 12:01:16 UTC
Previous filing
27 May 2022
Next filing
03 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -34,632 -27% $0.000000 95,662 12 Aug 2022 2021 GRAT 2 dated June 30, 2021 F1
transaction MOS Common Stock Gift $0 -15,905 -69% $0.000000 7,223 12 Aug 2022 2021 GRAT 3 dated June 30, 2021 F2
transaction MOS Common Stock Gift $0 +50,537 $0.000000 50,537 12 Aug 2022 Direct F1, F2
transaction MOS Common Stock Gift $0 -50,537 -100% $0.000000* 0 08 Sep 2022 Direct F3
transaction MOS Common Stock Gift $0 +50,537 $0.000000 50,537 08 Sep 2022 2022 GRAT 2B dated April 22, 2022 F3
holding MOS Common Stock 174,187 12 Aug 2022 2022 GRAT 2A dated April 22, 2022
holding MOS Common Stock 3,000 12 Aug 2022 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 29,987 12 Aug 2022 Common Stock 29,987 $54.03 Direct F4
holding MOS Stock Option (Right to Buy) 33,706 12 Aug 2022 Common Stock 33,706 $49.73 Direct F4
holding MOS Stock Option (Right to Buy) 37,306 12 Aug 2022 Common Stock 37,306 $50.43 Direct F4
holding MOS Stock Option (Right to Buy) 179,211 12 Aug 2022 Common Stock 179,211 $28.49 Direct F4
holding MOS Stock Option (Right to Buy) 168,180 12 Aug 2022 Common Stock 168,180 $30.42 Direct F4
holding MOS Restricted Stock Units 121,989 12 Aug 2022 Common Stock 121,989 $0.000000 Direct F5, F6
holding MOS Restricted Stock Units 83,418 12 Aug 2022 Common Stock 83,418 $0.000000 Direct F5, F6
holding MOS Restricted Stock Units 56,773 12 Aug 2022 Common Stock 56,773 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 12, 2022, the reporting person indirectly held 130,294 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date, 34,632 of the shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F2 On August 12, 2022, the reporting person indirectly held 23,128 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 15,905 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F3 This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated April 22, 2022, for the benefit of reporting person and his spouse ("2022 GRAT 2B"). The reporting person serves as trustee of the 2022 GRAT 2B.
F4 This Stock Option is 100% exercisable.
F5 One-for-One
F6 Not Applicable