James Calvin O'Rourke - Apr 27, 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
Stock symbol
MOS
Transactions as of
Apr 27, 2022
Transactions value $
$0
Form type
4
Date filed
5/27/2022, 05:37 PM
Previous filing
Apr 13, 2022
Next filing
Sep 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -13.3K -100% $0.00* 0 Apr 27, 2022 By 2019 GRAT dated April 1, 2019 F1
transaction MOS Common Stock Gift $0 +13.3K +9.83% $0.00 149K Apr 27, 2022 Direct F1
transaction MOS Common Stock Gift $0 -144K -100% $0.00* 0 May 25, 2022 By 2020 GRAT dated May 21, 2020 F2
transaction MOS Common Stock Gift $0 +25.7K +17.29% $0.00 174K May 25, 2022 Direct F2
transaction MOS Common Stock Gift $0 -174K -100% $0.00* 0 May 25, 2022 Direct F3
transaction MOS Common Stock Gift $0 +174K $0.00 174K May 25, 2022 2022 GRAT 2A dated April 22, 2022 F3
holding MOS Common Stock 130K Apr 27, 2022 By 2021 GRAT 2 dated June 30, 2021
holding MOS Common Stock 23.1K Apr 27, 2022 By 2021 GRAT 3 dated June 30, 2021
holding MOS Common Stock 3K Apr 27, 2022 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 30K Apr 27, 2022 Common Stock 30K $54.03 Direct F4
holding MOS Stock Option (Right to Buy) 33.7K Apr 27, 2022 Common Stock 33.7K $49.73 Direct F4
holding MOS Stock Option (Right to Buy) 37.3K Apr 27, 2022 Common Stock 37.3K $50.43 Direct F4
holding MOS Stock Option (Right to Buy) 179K Apr 27, 2022 Common Stock 179K $28.49 Direct F4
holding MOS Stock Option (Right to Buy) 168K Apr 27, 2022 Common Stock 168K $30.42 Direct F4
holding MOS Restricted Stock Units 122K Apr 27, 2022 Common Stock 122K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 83.4K Apr 27, 2022 Common Stock 83.4K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 56.8K Apr 27, 2022 Common Stock 56.8K $0.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 27, 2022, the reporting person indirectly held 13,295 shares of MOS common stock ("2019 GRAT Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date and upon termination of the 2019 GRAT, the 2019 GRAT Shares were distributed to the reporting person in satisfaction of an annuity due to the reporting person and was exempt from reporting under Rule 16a-13.
F2 On May 25, 2022, the reporting person indirectly held 143,742 shares of MOS common stock ("2020 GRAT Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date and upon termination of the 2020 GRAT, 118,070 of the 2020 GRAT Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children, which distribution was exempt from reporting under rule 16b-5; and 25,672 of the 2020 GRAT Shares shares were distributed to the reporting person in satisfaction of an annuity due to the reporting person and was exempt from reporting under Rule 16a-13.
F3 This transaction involved a gift of MOS common stock by the reporting person to a grantor retained annuity trust dated April 22, 2022, for the benefit of reporting person and his spouse ("2022 GRAT 2A"). The reporting person serves as trustee of the 2022 GRAT 2A.
F4 This Stock Option is 100% exercisable.
F5 One-for-One
F6 Not Applicable