Corrine D. Ricard - 21 Mar 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr VP - Mosaic Fertilizantes
Signature
/s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard
Issuer symbol
MOS
Transactions as of
21 Mar 2022
Net transactions value
-$670,010
Form type
4
Filing time
22 Mar 2022, 16:10:39 UTC
Previous filing
09 Mar 2022
Next filing
15 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Sale $670,010 -10,000 -13% $67.00 65,501 21 Mar 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 7,284 21 Mar 2022 Common Stock 7,284 $57.62 Direct F3
holding MOS Stock Option (Right to Buy) 9,470 21 Mar 2022 Common Stock 9,470 $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 10,644 21 Mar 2022 Common Stock 10,644 $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 13,057 21 Mar 2022 Common Stock 13,057 $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 27,877 21 Mar 2022 Common Stock 27,877 $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 33,636 21 Mar 2022 Common Stock 33,636 $30.42 Direct F3
holding MOS Restricted Stock Units 27,848 21 Mar 2022 Common Stock 27,848 $0.000000 Direct F4, F5, F6
holding MOS Restricted Stock Units 24,707 21 Mar 2022 Common Stock 24,707 $0.000000 Direct F6, F7
holding MOS Restricted Stock Units 16,909 21 Mar 2022 Common Stock 16,909 $0.000000 Direct F6, F7
holding MOS Restricted Stock Units 12,217 21 Mar 2022 Common Stock 12,217 $0.000000 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.02, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
F3 This Stock Option is 100% exercisable.
F4 Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F5 Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.
F6 Not Applicable
F7 One-for-One