Corrine D. Ricard - 07 Mar 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr VP - Mosaic Fertilizantes
Signature
/s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard
Issuer symbol
MOS
Transactions as of
07 Mar 2022
Net transactions value
-$842,937
Form type
4
Filing time
09 Mar 2022, 15:40:14 UTC
Previous filing
04 Mar 2022
Next filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +13,133 +24% $0.000000 67,387 07 Mar 2022 Direct
transaction MOS Common Stock Options Exercise $0 +21,901 +33% $0.000000 89,288 07 Mar 2022 Direct F1
transaction MOS Common Stock Tax liability $842,937 -13,787 -15% $61.14 75,501 07 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -13,133 -100% $0.000000* 0 07 Mar 2022 Common Stock 13,133 $0.000000 Direct F4, F5
holding MOS Stock Option (Right to Buy) 7,284 07 Mar 2022 Common Stock 7,284 $57.62 Direct F3
holding MOS Stock Option (Right to Buy) 9,470 07 Mar 2022 Common Stock 9,470 $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 10,644 07 Mar 2022 Common Stock 10,644 $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 13,057 07 Mar 2022 Common Stock 13,057 $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 27,877 07 Mar 2022 Common Stock 27,877 $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 33,636 07 Mar 2022 Common Stock 33,636 $30.42 Direct F3
holding MOS Restricted Stock Units 27,848 07 Mar 2022 Common Stock 27,848 $0.000000 Direct F5, F6, F7
holding MOS Restricted Stock Units 24,707 07 Mar 2022 Common Stock 24,707 $0.000000 Direct F4, F5
holding MOS Restricted Stock Units 16,909 07 Mar 2022 Common Stock 16,909 $0.000000 Direct F4, F5
holding MOS Restricted Stock Units 12,217 07 Mar 2022 Common Stock 12,217 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2019. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 This Stock Option is 100% exercisable.
F4 One-for-One
F5 Not Applicable
F6 Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F7 Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.