John Landry - Feb 10, 2023 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Signature
/s/Adrain Bryant, as Attorney In Fact
Stock symbol
VAPO
Transactions as of
Feb 10, 2023
Transactions value $
$74,999
Form type
4
Date filed
2/14/2023, 04:27 PM
Previous filing
Jan 4, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $75K +71.4K +23.04% $1.05 381K Feb 10, 2023 Direct F1, F2
holding VAPO Common Stock 13.6K Feb 10, 2023 Roth IRA I F3
holding VAPO Common Stock 3.4K Feb 10, 2023 Roth IRA II F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAPO Warrant Purchase +71.4K 71.4K Feb 10, 2023 Common Stock 71.4K $1.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
F2 Includes 60,501 shares that will be issued over time upon vesting and settlement of restricted stock unit awards, 83,095 shares held by the reporting person's Roth IRA and 1,206 shares purchased under the Vapotherm, Inc. 2018 Employee Stock Purchase Plan.
F3 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.