John Landry - 10 Feb 2023 Form 4 Insider Report for VAPOTHERM INC

Role: SVP & Chief Financial Officer
Signature: /s/Adrain Bryant, as Attorney In Fact
Issuer symbol: N/A
Transactions as of: 10 Feb 2023
Net transactions value: +$74,999
Form type: 4
Filing time: 14 Feb 2023, 16:27:00 UTC
Previous filing: 04 Jan 2023
Next filing: 04 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VAPO	Common Stock	Purchase	$74,999	+71,428	+23%	$1.05	381,392	10 Feb 2023	Direct	F1, F2
holding	VAPO	Common Stock						13,550	10 Feb 2023	Roth IRA I	F3
holding	VAPO	Common Stock						3,400	10 Feb 2023	Roth IRA II	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VAPO	Warrant	Purchase		+71,428			71,428	10 Feb 2023	Common Stock	71,428	$1.17	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	$1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
F2	Includes 60,501 shares that will be issued over time upon vesting and settlement of restricted stock unit awards, 83,095 shares held by the reporting person's Roth IRA and 1,206 shares purchased under the Vapotherm, Inc. 2018 Employee Stock Purchase Plan.
F3	The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.