John Landry - 28 Nov 2022 Form 4 Insider Report for VAPOTHERM INC

Role
SVP & Chief Financial Officer
Signature
/s/ Adrain Bryant, as Attorney In Fact
Issuer symbol
N/A
Transactions as of
28 Nov 2022
Net transactions value
+$118,628
Form type
4
Filing time
29 Nov 2022, 16:06:41 UTC
Previous filing
09 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $34,200 +45,000 +27% $0.7600 213,074 28 Nov 2022 Direct F1
transaction VAPO Common Stock Purchase $71,091 +90,000 +42% $0.7899 303,074 28 Nov 2022 Direct F1
transaction VAPO Common Stock Purchase $10,770 +13,550 $0.7948 13,550 28 Nov 2022 Roth IRA I F2, F3
transaction VAPO Common Stock Purchase $2,567 +3,400 $0.7550 3,400 28 Nov 2022 Roth IRA II F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 61,784 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and 45,000 shares held by the reporting person's Roth IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.802, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.