Srinivas Akkaraju - 22 Sep 2025 Form 4 Insider Report for vTv Therapeutics Inc. (VTVT)

Role
Director
Signature
/s/ Srinivas Akkaraju
Issuer symbol
VTVT
Transactions as of
22 Sep 2025
Net transactions value
+$1,618,090
Form type
4
Filing time
25 Sep 2025, 17:04:22 UTC
Previous filing
08 Sep 2025
Next filing
07 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
AKKARAJU SRINIVAS Director C/O VTV THERAPEUTICS INC., 3980 PREMIER DRIVE, SUITE 310, HIGH POINT /s/ Srinivas Akkaraju 24 Sep 2025 0001253170

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTVT Class A Common Stock Award $1,618,090 +106,000 $15.26 106,000 22 Sep 2025 By Samsara Opportunity Fund, L.P. F1, F2
holding VTVT Class A Common Stock 206,784 22 Sep 2025 By Samsara BioCapital, L.P. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTVT Pre-Funded Warrants (Right to Buy) Award +877,214 877,214 22 Sep 2025 Class A Common Stock 877,214 $0.0100 By Samsara Opportunity Fund, L.P. F1, F2, F4
transaction VTVT Warrant (Right to Buy) Award +983,214 983,214 22 Sep 2025 Class A Common Stock 983,214 $22.71 By Samsara Opportunity Fund, L.P. F1, F2, F5
holding VTVT Pre-Funded Warrants (Right to Buy) 1,548,101 22 Sep 2025 Class A Common Stock 1,548,101 $0.0100 By Samsara BioCapital, L.P. F3, F4
holding VTVT Warrant (Right to Buy) 655,523 22 Sep 2025 Class A Common Stock 655,523 $22.71 By Samsara BioCapital, L.P F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 29, 2025, Samsara Opportunity Fund, L.P. ("Samsara Opportunity Fund") entered into a securities purchase agreement with the Issuer pursuant to which Samsara Opportunity Fund purchased 106,000 shares of the Issuer's Class A Common Stock; pre-funded warrants exercisable for up to 877,214 shares of the Issuer's Class A Common Stock and common warrants exercisable for up to 983,214 shares of the Issuer's Class A Common Stock. The transaction closed on September 22, 2025.
F2 Securities are directly held by Samsara Opportunity Fund. Samsara Opportunity Fund GP, LLC ("Samsara Opportunity GP") is the general partner of Samsara Opportunity Fund and may be deemed to beneficially own the securities held by Samsara Opportunity Fund. The Reporting Person has voting and investment power over the shares held by Samsara Opportunity Fund and, accordingly, may be deemed to beneficially own the shares held by Samsara Opportunity Fund. The Reporting Person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein.
F3 These securities are held by Samsara LP. Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara LP and may be deemed to beneficially own the securities held by Samsara LP. The Reporting Person has voting and investment power over the securities held by Samsara LP and, accordingly, may be deemed to beneficially own the securities held by Samsara LP. The Reporting Person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein.
F4 The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrants if the holder, together with its Attribution Parties (as defined in the Common Warrants), would beneficially own more than 9.99% of the number of shares of Class A Common Stock outstanding immediately after giving effect to such exercise.
F5 The Common Warrants are immediately exercisable and expire on the earlier of (i) September 3, 2030 and (ii) the date that is 90 days after the date the Exercise Conditions (as defined in the Common Warrants) have been met. A holder of Common Warrants may not exercise the Common Warrants if the holder, together with its Attribution Parties (as defined in the Common Warrants), would beneficially own more than 9.99% of the number of shares of Class A Common Stock outstanding immediately after giving effect to such exercise.