Jonathan J. Doyle - 16 Sep 2021 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ John W. Geelan for Jonathan J. Doyle
Issuer symbol
PIPR
Transactions as of
16 Sep 2021
Net transactions value
-$219,847
Form type
4
Filing time
16 Sep 2021, 17:15:59 UTC
Previous filing
15 Sep 2021
Next filing
11 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Sale $161,885 -1,217 -0.5% $133.02 244,072 16 Sep 2021 Direct F1, F2
transaction PIPR Common Stock Sale $57,961 -433 -0.18% $133.86 243,639 16 Sep 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) and (3) were sold in multiple transactions at the price ranges provided in footnotes (2) and (3). These shares in footnote (2) were sold in multiple transactions at prices ranging from $132.6600 to $133.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 These shares were sold in multiple transactions at prices ranging from $133.6800 to $134.0500 inclusive.