Jonathan J. Doyle - Sep 13, 2021 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Hd of Financial Services Group, Director
Signature
/s/ John W. Geelan for Jonathan J. Doyle
Stock symbol
PIPR
Transactions as of
Sep 13, 2021
Transactions value $
-$2,135,407
Form type
4
Date filed
9/15/2021, 04:51 PM
Previous filing
Sep 10, 2021
Next filing
Sep 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Sale -$418K -3.09K -1.18% $135.11 258K Sep 13, 2021 Direct F1, F2
transaction PIPR Common Stock Sale -$164K -1.2K -0.47% $136.04 257K Sep 13, 2021 Direct F1, F3
transaction PIPR Common Stock Sale -$429K -3.2K -1.25% $134.05 254K Sep 14, 2021 Direct F1, F4
transaction PIPR Common Stock Sale -$266K -1.98K -0.78% $134.88 252K Sep 14, 2021 Direct F1, F5
transaction PIPR Common Stock Sale -$177K -1.3K -0.52% $135.90 250K Sep 14, 2021 Direct F1, F6
transaction PIPR Common Stock Sale -$134K -1K -0.4% $134.16 249K Sep 15, 2021 Direct F1, F7
transaction PIPR Common Stock Sale -$547K -4.05K -1.62% $135.23 245K Sep 15, 2021 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.5000 to $135.4700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 These shares were sold in multiple transactions at prices ranging from $135.6200 to $136.5100 inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $133.5600 to $134.5500 inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $134.5600 to $135.5300 inclusive.
F6 These shares were sold in multiple transactions at prices ranging from $135.5800 to $136.4600 inclusive.
F7 These shares were sold in multiple transactions at prices ranging from $133.6600 to $134.5200 inclusive.
F8 These shares were sold in multiple transactions at prices ranging from $134.9400 to $135.6200 inclusive.