Timothy Storrs Jenks - Nov 4, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Nov 4, 2021
Transactions value $
-$1,944,085
Form type
4
Date filed
11/8/2021, 05:05 PM
Previous filing
Aug 3, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$1.94M -129K -22.35% $15.04 449K Nov 4, 2021 Direct F1
holding NPTN Common Stock 3.08K Nov 4, 2021 As Trustee
holding NPTN Common Stock 3.2K Nov 4, 2021 Trustee-Family Trust
holding NPTN Common Stock 3.8K Nov 4, 2021 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.