Timothy Storrs Jenks - 04 Nov 2021 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
04 Nov 2021
Net transactions value
-$1,944,085
Form type
4
Filing time
08 Nov 2021, 17:05:35 UTC
Previous filing
03 Aug 2021
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale $1,944,085 -129,261 -22% $15.04 449,124 04 Nov 2021 Direct F1
holding NPTN Common Stock 3,076 04 Nov 2021 As Trustee
holding NPTN Common Stock 3,200 04 Nov 2021 Trustee-Family Trust
holding NPTN Common Stock 3,798 04 Nov 2021 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.