Robert Burton Moore Jr. - Jun 5, 2024 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
Director
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Stock symbol
RCKY
Transactions as of
Jun 5, 2024
Transactions value $
-$91,310
Form type
4
Date filed
6/7/2024, 05:15 PM
Previous filing
Apr 2, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $140K +5K +16.94% $28.07 34.5K Jun 5, 2024 Direct
transaction RCKY Common Stock, without par value Options Exercise $118K +4K +11.59% $29.43 38.5K Jun 5, 2024 Direct
transaction RCKY Common Stock, without par value Sale -$349K -9K -23.37% $38.82 29.5K Jun 5, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -5K -100% $0.00* 0 Jun 5, 2024 Common Stock, without par value 5K $28.07 Direct F2
transaction RCKY Stock Option (right to buy) Options Exercise $0 -4K -100% $0.00* 0 Jun 5, 2024 Common Stock, without par value 4K $29.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.195 to $39.13. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
F2 Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.