Mark Andrew Smith - Mar 1, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2024
Transactions value $
-$1,104,012
Form type
4
Date filed
3/5/2024, 08:00 PM
Previous filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +9.39K +55.64% $0.00 26.3K Mar 1, 2024 Direct
transaction CMI Common Tax liability -$1.1M -4.09K -15.55% $270.26 22.2K Mar 1, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 970 Mar 1, 2024 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 21.3K Mar 1, 2024 Common 21.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 4.38K Mar 1, 2024 Common 4.38K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6.08K Mar 1, 2024 Common 6.08K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21.6K Mar 1, 2024 Common 21.6K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.