Mark Andrew Smith - 16 Feb 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
16 Feb 2024
Net transactions value
-$319,174
Form type
4
Filing time
16 Feb 2024, 15:50:13 UTC
Previous filing
25 May 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $475,632 +4,360 +31% $109.09 18,483 16 Feb 2024 Direct
transaction CMI Common Options Exercise $244,908 +1,790 +9.7% $136.82 20,273 16 Feb 2024 Direct
transaction CMI Common Options Exercise $159,794 +1,070 +5.3% $149.34 21,343 16 Feb 2024 Direct
transaction CMI Common Sale $1,199,508 -4,468 -21% $268.47 16,875 16 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1,070 -100% $0.000000* 0 16 Feb 2024 Common 1,070 $149.34 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1,790 -100% $0.000000* 0 16 Feb 2024 Common 1,790 $136.82 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -4,360 -100% $0.000000* 0 16 Feb 2024 Common 4,360 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 970 16 Feb 2024 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 21,310 16 Feb 2024 Common 21,310 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 4,380 16 Feb 2024 Common 4,380 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6,080 16 Feb 2024 Common 6,080 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21,580 16 Feb 2024 Common 21,580 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.35 - $268.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Remarks:

smithpoa.txt