Gordon L. Johnson - 22 Feb 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director
Signature
/s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
22 Feb 2024
Net transactions value
$0
Form type
4
Filing time
26 Feb 2024, 16:06:25 UTC
Previous filing
27 Feb 2023
Next filing
24 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +1,643 +4.3% $0.000000 40,004 22 Feb 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +319 +0.8% $0.000000 40,323 22 Feb 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +319 +0.79% $0.000000 40,642 22 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +1,711 +75% $0.000000 3,992 22 Feb 2024 Common Stock 1,711 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +342 +8.6% $0.000000 4,334 22 Feb 2024 Common Stock 342 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +342 +7.9% $0.000000 4,676 22 Feb 2024 Common Stock 342 Direct F1, F2
transaction RJF Restricted Stock Units Options Exercise $0 -319 -7.3% $0.000000 4,038 22 Feb 2024 Common Stock 319 Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -319 -6.8% $0.000000 4,357 22 Feb 2024 Common Stock 319 Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -1,643 -41% $0.000000 2,395 22 Feb 2024 Common Stock 1,643 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025.
F3 The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Remarks:

This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant to non-executive directors of Raymond James Bank, a subsidiary of registrant, (iii) a grant to non-executive directors of TriState Capital Bank, a subsidiary of registrant, and (iv) the vesting of RSUs awarded to the reporting person.