Gordon L. Johnson - 23 Feb 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director
Signature
/s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
23 Feb 2023
Net transactions value
$0
Form type
4
Filing time
27 Feb 2023, 12:25:17 UTC
Previous filing
26 Aug 2022
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +1,683 +4.7% $0.000000 37,870 23 Feb 2023 Direct F1
transaction RJF Common Stock Options Exercise $0 +327 +0.86% $0.000000 38,197 23 Feb 2023 Direct F1
transaction RJF Common Stock Options Exercise $0 +164 +0.43% $0.000000 38,361 23 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +1,643 +76% $0.000000 3,817 23 Feb 2023 Common Stock 1,643 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +319 +8.4% $0.000000 4,136 23 Feb 2023 Common Stock 319 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +319 +7.7% $0.000000 4,455 23 Feb 2023 Common Stock 319 Direct F1, F2
transaction RJF Restricted Stock Units Options Exercise $0 -164 -3.7% $0.000000 4,291 23 Feb 2023 Common Stock 164 Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -327 -7.6% $0.000000 3,964 23 Feb 2023 Common Stock 327 Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -1,683 -42% $0.000000 2,281 23 Feb 2023 Common Stock 1,683 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024.
F3 The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Remarks:

This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant to non-executive directors of Raymond James Bank, a subsidiary of registrant, (iii) a grant to non-executive directors of TriState Capital Bank, a subsidiary of registrant, and (iv) the vesting of RSUs awarded to the reporting person.