Thomas D. Robertson - Nov 13, 2023 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
COO, CFO & Treasurer
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Stock symbol
RCKY
Transactions as of
Nov 13, 2023
Transactions value $
$0
Form type
4
Date filed
11/15/2023, 04:08 PM
Previous filing
May 15, 2023
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $0 +651 +4.63% $0.00 14.7K Nov 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Restricted Stock Unit Options Exercise $0 -651 -33.32% $0.00 1.3K Nov 13, 2023 Common Stock, without par value 651 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
F2 Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.