Thomas D. Robertson - 13 Nov 2023 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
COO, CFO & Treasurer
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Issuer symbol
RCKY
Transactions as of
13 Nov 2023
Net transactions value
$0
Form type
4
Filing time
15 Nov 2023, 16:08:14 UTC
Previous filing
15 May 2023
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $0 +651 +4.6% $0.000000 14,701 13 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Restricted Stock Unit Options Exercise $0 -651 -33% $0.000000 1,303 13 Nov 2023 Common Stock, without par value 651 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
F2 Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.