James C. Fish Jr - Nov 10, 2023 Form 4 Insider Report for WASTE MANAGEMENT INC (WM)

Signature
Courtney Tippy, Attorney-in-fact
Stock symbol
WM
Transactions as of
Nov 10, 2023
Transactions value $
-$1,642,600
Form type
4
Date filed
11/14/2023, 11:06 AM
Previous filing
Nov 1, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Sale -$717K -4.17K -2.3% $172.00 177K Nov 10, 2023 Direct
transaction WM Common Stock Sale -$926K -5.38K -3.04% $172.00 172K Nov 13, 2023 Direct
holding WM Common Stock 4.15K Nov 10, 2023 By 401(k) Plan
holding WM Common Stock 1.05K Nov 10, 2023 Fish 2018 Annual Exclusion Trust 1
holding WM Common Stock 1.05K Nov 10, 2023 Fish 2018 Annual Exclusion Trust 2
holding WM Common Stock 46.9K Nov 10, 2023 The Nicole M Fish GST Trust
holding WM Common Stock 46.9K Nov 10, 2023 The Stephanie M Fish GST Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).