James C. Fish Jr. - 30 Oct 2023 Form 4 Insider Report for WASTE MANAGEMENT INC (WM)

Role
Pres, Chief Executive Officer
Signature
Courtney Tippy, Attorney-in-fact
Issuer symbol
WM
Transactions as of
30 Oct 2023
Net transactions value
-$11,439,114
Form type
4
Filing time
01 Nov 2023, 11:34:01 UTC
Previous filing
05 Sep 2023
Next filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $6,371,947 +50,569 +30% $126.00 218,602 30 Oct 2023 Direct F1
transaction WM Common Stock Options Exercise $3,640,108 +32,850 +15% $110.81 251,452 30 Oct 2023 Direct F2
transaction WM Common Stock Tax liability $11,439,114 -69,964 -28% $163.50 181,488 30 Oct 2023 Direct
holding WM Common Stock 4,151 30 Oct 2023 By 401(k) Plan
holding WM Common Stock 1,046 30 Oct 2023 Fish 2018 Annual Exclusion Trust 1
holding WM Common Stock 1,046 30 Oct 2023 Fish 2018 Annual Exclusion Trust 2
holding WM Common Stock 46,943 30 Oct 2023 The Nicole M Fish GST Trust
holding WM Common Stock 46,942 30 Oct 2023 The Stephanie M Fish GST Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise $6,371,947 -50,569 -100% $126.00 0 30 Oct 2023 Common Stock 50,569 $126.00 Direct
transaction WM Stock Option (Right to Buy) Options Exercise $3,640,108 -32,850 -50% $110.81 32,850 30 Oct 2023 Common Stock 32,850 $110.81 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F2 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 34% on the first anniversary of the date of grant with 33% vesting on the 2nd and 3rd anniversary of the date of grant.