Thomas R. Cangemi - Jan 12, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
President & CEO, Director
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jan 12, 2023
Transactions value $
-$286,477
Form type
4
Date filed
1/13/2023, 02:51 PM
Previous filing
May 2, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$286K -30.3K -2.76% $9.45 1.07M Jan 12, 2023 Direct F1
holding NYCB Common Stock 133K Jan 12, 2023 By 401(k)
holding NYCB Common Stock 58.4K Jan 12, 2023 By IRA
holding NYCB Common Stock 1.94K Jan 12, 2023 By Spouse
holding NYCB Common Stock 8.01K Jan 12, 2023 By Stock Award XII F2
holding NYCB Common Stock 6.39K Jan 12, 2023 By Stock Award XIV F3
holding NYCB Common Stock 175K Jan 12, 2023 By Stock Award XV F4
holding NYCB Common Stock 25.1K Jan 12, 2023 By Stock Award XVI F5
holding NYCB Common Stock 74.2K Jan 12, 2023 By Stock Award XVII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The remaining 8,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023.
F3 The remaining 6,393 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F4 The remaining 174,588 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 12, 2024.
F5 The remaining 25,116 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.
F6 74,238 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney