Thomas R. Cangemi - Feb 26, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
President and CEO, Director
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Feb 26, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 11:34 AM
Previous filing
Jan 13, 2023
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -6.41K -0.59% $0.00 1.08M Feb 26, 2023 Direct F1, F2
holding NYCB Common Stock 133K Feb 26, 2023 By 401(k)
holding NYCB Common Stock 58.4K Feb 26, 2023 By IRA
holding NYCB Common Stock 1.94K Feb 26, 2023 By Spouse
holding NYCB Common Stock 8.01K Feb 26, 2023 By Stock Award XII F3
holding NYCB Common Stock 6.39K Feb 26, 2023 By Stock Award XIV F4
holding NYCB Common Stock 175K Feb 26, 2023 By Stock Award XV F5
holding NYCB Common Stock 12.6K Feb 26, 2023 By Stock Award XVI F6
holding NYCB Common Stock 74.2K Feb 26, 2023 By Stock Award XVII F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3 The remaining 8,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023.
F4 The remaining 6,393 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F5 The remaining 174,588 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 12, 2024.
F6 The remaining 12,558 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F7 74,238 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.