Ronald A. Rosenfeld - Dec 19, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Director
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Dec 19, 2022
Transactions value $
-$1,208,136
Form type
4
Date filed
12/20/2022, 08:32 AM
Previous filing
Jun 13, 2022
Next filing
Jan 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Sale -$1.21M -138K -91.81% $8.74 12.3K Dec 19, 2022 By RAR Trust F1
holding NYCB Common Stock 30K Dec 19, 2022 By RAR Trust II
holding NYCB Series A Preferred Stock 10K Dec 19, 2022 By RAR Trust II
holding NYCB Common Stock 2.16K Dec 19, 2022 By Stock Award IX F2
holding NYCB Common Stock 600 Dec 19, 2022 By Stock Award VII F3
holding NYCB Common Stock 1.2K Dec 19, 2022 By Stock Award VIII F4
holding NYCB Common Stock 9.43K Dec 19, 2022 By Stock Award XI F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.77, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The remaining 2,163 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023.
F3 The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
F4 The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
F5 9,434 shares granted under Stock Award XI on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney