Ronald A. Rosenfeld - Jun 10, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Director
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol: NYCB
Transactions as of: Jun 10, 2022
Transactions value $: $480,163
Form type: 4
Date filed: 6/13/2022, 10:12 AM
Previous filing: Jan 27, 2022
Next filing: Dec 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Purchase	$232K	+25K	+500%	$9.27	30K	Jun 10, 2022	By RAR Trust II	F1
transaction	NYCB	Series A Preferred Stock	Purchase	$248K	+10K		$24.85	10K	Jun 10, 2022	By RAR Trust II	F2
holding	NYCB	Common Stock						151K	Jun 10, 2022	By RAR Trust	F3
holding	NYCB	Common Stock						2.16K	Jun 10, 2022	By Stock Award IX	F4
holding	NYCB	Common Stock						600	Jun 10, 2022	By Stock Award VII	F5
holding	NYCB	Common Stock						1.2K	Jun 10, 2022	By Stock Award VIII	F6
holding	NYCB	Common Stock						9.43K	Jun 10, 2022	By Stock Award XI	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.30, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.75 to $24.87, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
F3	The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F4	The remaining 2,163 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023.
F5	The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
F6	The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
F7	9,434 shares granted under Stock Award XI on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.