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Signature
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/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact
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Stock symbol
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RJF
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Transactions as of
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Nov 22, 2022
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Transactions value $
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-$91,899
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Form type
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4
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Date filed
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11/25/2022, 12:33 PM
Transactions Table
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-360 |
-100% |
$0.00* |
0 |
Nov 22, 2022 |
Common Stock |
360 |
|
Direct |
F1, F3 |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-2.7K |
-60% |
$0.00 |
1.8K |
Nov 22, 2022 |
Common Stock |
2.7K |
|
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person and (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vesting.